SetUp Forms for 401k Easy Using Schwab PCRA Self-Directed Accounts as Asset Custodian and Paying Agent

1. PCRA Sponsor Application: This form is required to be filled out by the employer/plan sponsor. Must be sent via email to fvaguchay@401k-network.com.
2. PCRA LPOA (Limited Power of Attorney): This form is required to be filled out by all employees (participants). Must be sent via email to fvaguchay@401k-network.com.
3. Plan Sponsor's Declaration Regarding Indemnification of Custodian and Identity of Trustee(s): The new plan sponsor completes this form if they need to change the plan trustee/s. Completed form must be sent via email to fvaguchay@401k-network.com.
4. Transmittal of 401k Contributions to Schwab (Two Options): The plan sponsor uses this form to specify how routine 401k contributions and other deposits will be made to Schwab 401k PCRA accounts.
5. Non-Periodic Distribution Directive Form: This Distribution Form must be completed for plans with Schwab Paying Agent Services and emailed directly to fvaguchay@401k-network.com
6. Schwab Personal Choice Retirement Account (PCRA) Plan Application and Agreement Addendum - Custody Add Powers: This form is REQUIRED to be filled out by the clients to add Enhanced Paying Agent Service and should be sent directly to fvaguchay@401k-network.com.
7. CBRS Letter of Authorization (LOA) Address Change Request: This form must be completed by the plan to update the mailing address in the Plan level account.
8. PSC Fee Disclosure Form: Information only, does not need to be completed.
9. Transfer Your Account to Schwab: This form is only used to transfer securities and/or funds from another financial institution.
10. Multiple PCRA Election Form: This form is to be used if you wish to allow Participants in the Plan who have a Schwab Personal Choice Retirement Account (PCRA) to open one or more Traditional and/or Roth PCRA.
11. Disbursement Form: This form is to be filled out by the Plan Trustee for the loan request; no 1099R is issued.
12. Cashiering and Administrative Services Fees
13. Schwab PCRA Welcome Kit
14. PreWritten Letter-Schwab Introduction to PCRA for Plan Sponsor
15. PreWritten Letter-Schwab Introduction to PCRA for Participant
16. Schwab PCRA Call Center Phone Number
17. Schwab 401k Enrollment Form